DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 1996-063
FINAL DECISION
ANDREWS, Attorney-Advisor:
This proceeding was conducted according to the provisions of section
1552 of title 10, United States Code. It was commenced on January 23, 1996,
upon the BCMR’s receipt of the applicant’s application.
appointed members who were designated to serve as the Board in this case.
This final decision, dated January 28, 1999, is signed by the three duly
REQUEST FOR RELIEF
The applicant is a former xxxxxx and xxxxxxxxx who resigned from the
Coast Guard on March 15, 19xx. He asked the Board to “sit as the first competent
medical board to determine whether I was disabled at the time of my separation
from active duty . . . .” He wants the Board to correct his military record to show
that he was placed on the permanent retired list or the Temporary Disability
Retired List (TDRL) based on diagnoses of chronic prostatitis and temporal man-
dibular joint syndrome (TMJ). The applicant asked the Board to serve as his
medical board and award him a 50% combined disability rating (20% for his TMJ
and 40% for his prostatitis). He also asked the Board to consider rating him for
chronic fatigue syndrome.
The applicant also asked that the Board, if it decides to retire him, to do so
as of the date of this Final Decision in the rank and pay grade of xxxxx because
he was on the selection list to that rank at the time of his resignation. If instead
the Board decides to place him on the TDRL, he asked to be placed on it with the
rank of xxxxxxxxx with a date of rank of July 1, 19xx, “in accordance with [his]
signal status on the O-4 selection list in 19xx.” In the alternative, the applicant
BCMR Final Decision for Docket No. 1996-063 p. 2
asked the Board to correct his military record to show that he received a medical
discharge due to his disabilities on the date of this Final Decision. He further
requested that he be awarded back pay from March 15, 19xx, to the date of this
decision.
Finally, the applicant asked the Board to order the Coast Guard to appoint
him counsel from the Coast Guard Physical Disability Evaluation Board to repre-
sent him in this matter.
APPLICANT’S ALLEGATIONS
The applicant alleged that, when he was separated on March 15, 19xx, he
suffered from chronic prostatitis and TMJ, both of which had been diagnosed
while he served in the Coast Guard. The TMJ, he stated, caused significant pain
and frequently prevented him from opening his mouth wide enough to speak or
eat. He alleged that at the time of his separation in 19xx, he had to take 800 mil-
ligrams of Motrin three or four times per day to relieve the pain and allow him to
speak and eat. In addition, he stated that he has been on antibiotics since 19xx
for his chronic prostatitis. The applicant alleged that both of these conditions
have become much worse since his separation from service: “My life since dis-
charge has been a living hell of pain and physical debilitation.”1
The applicant alleged that both conditions are ratable disabilities under
the Department of Veterans Affairs (DVA) rating system. However, at the time
of his physical examination for discharge, he was not informed that they were
ratable disabilities. Nor was he informed of his right to review the findings of
the physical, to dissent from those findings, and to request a medical board. The
applicant also stated that, although he served as an xxxxx in the Coast Guard, his
duties never touched on the rights of members with medical disabilities.
Therefore, he was unaware of his rights at the time of his discharge.
The applicant also alleged that “[a]t the time of my separation from active
duty, I was unaware of either the serious nature of these conditions or the fact
that my condition would deteriorate even further over time.” The Coast Guard’s
negligence in this regard, he alleged, prevented him from seeking care more
promptly, which might have mitigated the rate or extent of his physical deterio-
ration.
The applicant stated that, although he continued to perform active duty
until the date of his discharge, he missed many days of work due to his medical
1 The applicant included in his application many details of the severe pain and awkward
inconveniences he now suffers because of the TMJ and chronic prostatitis.
BCMR Final Decision for Docket No. 1996-063 p. 3
conditions and often went home early. Therefore, he was not “fit for duty” at the
time of his separation. He believes that, had he been given a medical board, he
would have been found unfit for duty.
The applicant explained that his military medical records are sparse
because the Coast Guard failed to keep adequate records. In addition, from 19xx
until his discharge in 19xx, he was assigned to a circuit defense team. His duty
on the team took him to remote locations, “thus making it impossible to receive
consistent, regular medical treatment either inside the military system or outside
the military system at [his] own expense.”
of medical and DVA records to support his allegations (see below).
The applicant submitted four affidavits of Coast Guard officers and copies
VIEWS OF THE COAST GUARD
Advisory Opinion of the Chief Counsel
On June 6, 1997, the Chief Counsel of the Coast Guard recommended that
the Board deny the applicant the requested relief. The Chief Counsel stated as
follows:
While we are sympathetic to Applicant’s medical problems, the laws and
regulations governing service disability benefits and other benefits do not
entitle him to disability benefits from the Coast Guard. The law that pro-
vides for physical disability retirement or separation . . . is designed to
compensate members whose military service is terminated due to a serv-
ice connected disability. . . . Applicant was not separated due to disabil-
ity, was not entitled to disability processing through the Coast Guard
Physical Disability Evaluation System [PDES] at the time of his discharge,
and is not now entitled to disability benefits from the Coast Guard. The
Coast Guard acknowledges that it erred by not requiring him to complete
CG-4057 indicating his agreement or disagreement with the finding that
he was fit for duty at his discharge physical. Nevertheless, Applicant was
provided other notice of his right to object to the finding. He is not enti-
tled to relief because he has not shown that he was prejudiced or harmed
by this error.
The Chief Counsel stated that, on December 17, 19xx, the applicant
requested expedited separation from the Service based on a recent adverse per-
sonnel action, family problems, and educational and employment opportunities
he wanted to pursue. He did not mention his medical conditions as a factor.
BCMR Final Decision for Docket No. 1996-063 p. 4
The Chief Counsel stated that the applicant was not entitled to disability
benefits because he was fit for duty at the time of his separation from service.
“DVA ratings are not determinative of the issues involved in military disability
retirement cases. Lord v. United States, 2 Ct. Cl. 749, 754 (1983).” In addition,
the Chief Counsel noted that “the information available through the [DVA] was
based in large part on physical examinations of Applicant that occurred through
August of 19xx—more than two years after Applicant was discharged . . . .” The
Chief Counsel attached to his advisory opinion a copy of a memorandum
regarding the applicant’s case from the Chief of the PDES Branch (see below).
The Chief Counsel admitted that the Coast Guard had apparently “erred
by failing to ensure that [the applicant] indicated his agreement or disagreement
with the assumption of fitness for duty at separation on form CG-4057, and to
provide him copies of medical documents, as required by Article 4.B.27.c. of the
Coast Guard Medical Manual, COMDTINST M6000.1B.” He argued, however,
that the applicant had received notice of his right to object to the finding of fit-
ness in a letter to him dated February 7, 19xx. In addition, the Chief Counsel
alleged that a letter the applicant wrote on February 23, 19xx, “a week before the
physical examination, indicates that he received the letter and considered it care-
fully, that he was fully involved with his discharge proceedings. Thus, Appli-
cant was at least constructively—and most likely actually—aware that he had a
right to contest the finding of fitness.” The Chief Counsel also alleged that, con-
trary to the applicant’s allegation, the Coast Guard had no duty to inform him
that his chronic conditions constituted ratable disabilities under the DVA system.
The Chief Counsel argued that even assuming the applicant was unaware
of his right to object to the finding of fitness, he had not shown that he would
have exercised his right to object. The Chief Counsel alleged that the applicant
wanted to be discharged as soon as possible and had “strong reason to avoid
delaying his separation by contesting [the finding of fitness].” But even assum-
ing the applicant had contested the finding, the applicant still would not have
received PDES processing for disability benefits for all the reasons stated by the
Chief of the PDES Branch in his memorandum (see below). “[T]he test [for fit-
ness for duty] is not whether he could perform all duties that could be required
of a Coast Guard xxxxx at any time, but whether he was unfit to perform his
assigned duties at the time of separation.”
Finally, the Chief Counsel argued that any procedural relief denied the
applicant has been remedied by the Personnel Command’s review of his applica-
tion.
Memorandum of the Chief of the PDES Branch
BCMR Final Decision for Docket No. 1996-063 p. 5
The Chief of the PDES Branch stated that, because the Coast Guard could
find no relevant original medical records, he was relying on records supplied by
the applicant. He concluded that the applicant’s petition “falls far short of over-
coming presumption of fitness, let alone actual finding of fitness in March 19xx.
Applicant received adequate notification of his right to object to a finding of fit-
ness. The due process allegedly denied—arguably surrendered—has now been
provided by the Personnel Command.”
The Chief of the PDES Branch quoted Paragraph 2-C-2-b of the PDES
Manual (COMDTINST M1850.2), which states that PDES is not to be “misused”
to provide benefits to persons who are voluntarily separating and have been
drawing pay “on unlimited active duty status while tolerating physical impair-
ments that have not actually precluded Coast Guard service.” He also cited
Paragraph 2-C-2-b(2) of the PDES Manual, which “prohibits convening an Initial
Medical Board for a member separating voluntarily, unless the member is unable
to perform assigned duties, or the member suffers an acute, grave illness or
injury.” The Chief stated that the applicant had been diagnosed with “some
degree of chronic medical problems” at the time of his discharge, but he “suf-
fered no acute, grave illness or injury.” The Chief pointed to the incongruity of
the applicant’s argument that, while he himself was unaware of the seriousness
of his medical problems, he should have been found unfit for duty by the Coast
Guard.
In response to the affidavits of the applicant’s co-workers, the Chief of the
PDES Branch stated that, while they support his contention that his medical
problems “hampered his performance of duties,” the applicant’s performance
evaluations “indicate superior performance in almost all dimensions.” He noted
that the applicant received scores of 6 (on a scale of 1 to 7, with 7 being highest)
for the category “stamina” on his last two regular evaluations.
Regarding the applicant’s due process rights, the Chief of the PDES
Branch stated that in a letter dated February 7, 19xx, the applicant was ordered to
“[c]omply immediately with Article 12-A-10, Personnel Manual (COMDTINST
M1000.6A) regarding physical examinations.” That article, the Chief stated,
clearly entitles officers to object to findings of fitness and outlines the proper
procedures. The applicant acknowledged his receipt of the letter on February 23,
19xx. The Chief also stated that the applicant’s “letter of 23 February 19xx dem-
onstrated scrupulous attention to Coast Guard’s letter of 7 February 19xx.” The
Chief pointed out that in his letter of February 23, 19xx, the applicant “vigorously
disputed” the discharge code he had been assigned and suggested three
alternatives. None of the suggested alternatives was a disability-related code.
BCMR Final Decision for Docket No. 1996-063 p. 6
Furthermore, the Chief of the PDES Branch stated that Paragraph 3-B-5 of
the Medical Manual gives the Commander of the Personnel Command authority
to evaluate findings of fitness after an officer’s objection. The Chief stated that,
upon review of the applicant’s application and medical records, the Personnel
Command “now determines that the finding of fitness on Applicant’s separation
was appropriate.”
The Chief of the PDES Branch asked the BCMR to further consult the Per-
sonnel Command “in order to identify possible technical defects in proposed
remedies” if it should decide to grant the applicant relief.
APPLICANT’S RESPONSE TO THE COAST GUARD’S VIEWS
On June 9, 1997, the Chairman sent copies of the Chief Counsel’s advisory
opinion and the memorandum of the Chief of the PDES Branch to the applicant
and invited him to respond within 15 days. The applicant requested an indefi-
nite extension and stated that he would be submitting more medical evidence as
he was soon to undergo further evaluations. The Chairman granted two exten-
sions and then placed the case on indefinite hold pending further submissions
from the applicant. However, the applicant failed to submit any more evidence.
In response to a telephone call from the BCMR on December 18, 1998, the appli-
cant wrote a letter to the Board. The letter, dated December 21, 1998, indicated
that the applicant would not be submitting further evidence and wanted his case
presented to the Board.
In his letter dated December 21, 1998, the applicant responded to the
Coast Guard’s advisory opinion. The applicant alleged that the Chief Counsel
had not rebutted any of the medical evidence or affidavits he had provided
which show that he was unfit for duty at the time of his discharge. In this letter,
the applicant made his first request to be rated for chronic fatigue syndrome.
The applicant also submitted a copy of a letter to him from xxxxxxxxx
dated October 21, 1998. The letter stated that he had received an “AV” rating as
a “highly respected, ethical member of the xxxxxxxxx.”
SUMMARY OF THE APPLICANT’S PERSONNEL RECORDS
On July 27, 19xx, the applicant was commissioned a xxxxx in the Coast
Guard Reserve after passing the xxxxxxxxxxxxxxxxxx. He began work as an
assistant xxxxxxxxx in the xxx District, where he served as an advisor for the
xxxxxxxxxxx. On December 1, 19xx, the applicant was assigned to serve as a
xxxx and xxxxxxx and an advisor for the xxxxxxx divisions in the xxx District.
On June 1, 19xx, he began serving as the primary xxxxx and xxxxx for all military
BCMR Final Decision for Docket No. 1996-063 p. 7
xxxxxxx and the primary xxxxxxx for xxxxxxxxxx matters to all commands in the
xxxx District. On August 3, 19xx, the applicant received an Achievement Medal
for exercising his “outstanding xxxxxx skills” on behalf of the xxx District xxxxx
xxxxxx from October 19xx to August 19xx. On all but one of his evaluations
completed for the time from July 27, 19xx, through August 3, 19xx, he received
the equivalent of a mark of 4 on the comparison scale. All of his marks for the
category “Health and Well-Being” were 5s. He received all 5s except for one
mark of 6 for the category “Stamina.”
On August 10, 19xx, the applicant began serving as xxxxxxxxxx for
military justice proceedings and administrative boards for all commands in the
xxxxxxxxx. On June 1, 19xx, he was appointed Director of the xxxxxxxxx for
xxxxxxxxxxx. On the evaluation he received covering August 10, 19xx, to May
31, 19xx, he received primarily marks of 6, the equivalent of a mark of 5 on the
comparison scale,2 a mark of 5 for “Health and Well-Being,” and a mark of 6 for
“Stamina.” On the evaluation he received covering June 1, 19xx, to November
30, 19xx, he received primarily marks of 6, the equivalent of a mark of 5 on the
comparison scale, a mark of 4 for “Health and Well-Being,” and a mark of 6 for
“Stamina.”
On December 16, 19xx, the applicant was taken to mast, where he admit-
ted having xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx from about August
19xx to January 19xx. He was fined $1000, and the next day a letter of reprimand
to this effect was entered in his record. Because of this incident, the applicant
also received a special evaluation report with a mark of 1 for the category “Judg-
ment.” All other marks in the evaluation report were “not observed,” except that
on the comparison scale, he received the equivalent of a mark of 5 as a
“distinguished performer.”
On December 17, 19xx, the applicant sent a letter to the Commander of the
Personnel Command requesting to resign his commission. His active duty con-
tract with the Reserve was scheduled to expire in June 19xx. The reasons he cited
for his request were (1) “recent adverse personnel action”; (2) family problems
that necessitated his presence in xxxxx; (3) an opportunity to complete a masters
of xxxxxx in xxxxxx at xxxxxxx; and (4) an “opportunity to become associated
with a private xxxxxx specializing in xxxxxxxxxx.”
On February 7, 19xx, the Commander of the Personnel Command author-
ized the applicant to be honorably discharged as of February 28, 19xx, with a
separation code of BNC. BNC is the code for “unacceptable conduct--resignation
2 Although the comparison scale is not numbered, the marks the applicant received correlate to
a mark of 5 (out of 7).
BCMR Final Decision for Docket No. 1996-063 p. 8
allowed in lieu of further administrative separation proceedings or board actions
when member performs acts of unacceptable conduct (i.e., moral and/or profes-
sional dereliction) not otherwise listed.” The letter included the following order:
“Comply immediately with Article 12-A-10, Personnel Manual (COMDTINST
M1000.6A) regarding physical examinations.”
On February 23, 19xx, the applicant replied to the Commander of the Per-
sonnel Command. He stated that he had reviewed COMDTINST M1900.4 series
(the Separation Program Designator Handbook) and found that BNC was a sepa-
ration code “which does not comport with my request to resign my commission
and I hereby request your assistance in remedying this situation.” He explained
that because he had never received notice that board action was contemplated
against him, he could not “be considered to have resigned in lieu of further
action.” The applicant suggested that he be assigned one of the following codes
instead: FFF (discharged under honorable conditions), MFF (convenience of the
government), or MND (by request).
According to the applicant’s DD Form 214, on March 15, 19xx, the appli-
cant was honorably discharged with “completion of required service” as the nar-
rative reason for separation and MBK (voluntary release) as his separation code.
On March 31, 19xx, he married a fellow officer, who provided an affidavit on his
behalf (see below).
SUMMARY OF THE APPLICANT’S MEDICAL RECORDS
The file of the applicant’s medical records provided by the Coast Guard
was essentially empty. The following medical records, including copies of the
applicant’s DVA records, were provided by the applicant.
5/11/xx The applicant sought treatment for pain on the right side of his jaw.
Dr. x, a dentist for the Coast Guard, diagnosed TMJ and ordered a
night guard for the applicant to wear.
9/27/xx The applicant sought treatment for painful and frequent urination.
Dr. x, a civilian urologist, found his prostate to be enlarged and pre-
scribed antibiotics.
11/9/xx The applicant again sought treatment from Dr. x, who diagnosed
prostatitis.
2/23/xx Because the applicant had worn through his soft night guard, Dr. x, a
dentist for the Coast Guard, ordered an acrylic one for him. Dr. x
found that the applicant suffered from TMJ.
BCMR Final Decision for Docket No. 1996-063 p. 9
3/1/xx
The applicant underwent a RELAD physical prior to discharge. The
dentist noted that he had “limited opening continued masseter pain”
due to TMJ.
A physician’s assistant filled out a Chronological Record of Medical
Care, on which he noted that the applicant was under the care of a
civilian doctor for prostatitis and took antibiotics for it. He also noted
that he was unable to examine the applicant’s throat because of jaw
pain due to TMJ. He prescribed 800 milligrams of Motrin for the pain.
3/15/xx The applicant was discharged.
3/22/xx A chief warrant officer signed a form CG-4057, on which a member
being discharged is supposed to indicate whether he agrees or dis-
agrees with the findings of his RELAD physical examination and
whether he will submit a statement. At the bottom of the form, the
officer wrote “Member departed without signing CG-4057.” The form
included the following information:
You have been examined and found physically fit for separation
from active duty. Any defects noted during the examination are
recorded in block #74 of the attached Report of Medical Examination
(SF-88).
The defects listed on the Report of Medical Examination do not dis-
qualify you from performing your duties or entitle you to disability
benefits from the Coast Guard. To receive a disability pension from
the Coast Guard, you must be found unfit to perform your duties
before you are separated.
After you are separated or retired, any claims for disability benefits
must be submitted to the Veterans Administration. . . .
7/28/xx Dr. x noted that the applicant had a tender prostate and continued his
prescription for antibiotics for the prostatitis.
1/11/xx Dr. x noted that the applicant “has had some intermittent problems
with prostatitis since last seen” and refilled the prescription for antibi-
otics.
3/8/xx Dr. x, a dentist, noted that the applicant was experiencing increasing
muscle spasms due to his TMJ.
BCMR Final Decision for Docket No. 1996-063 p. 10
3/11/xx The applicant applied for disability benefits from the DVA.
10/11/xx The DVA granted service connection for both prostatitis and TMJ. He
was awarded a 10% disability rating for each and a combined disabil-
ity rating of 20% as of May 1, 19xx.
2/26/xx The DVA increased the applicant’s disability rating for prostatitis to
The applicant provided many medical records indicating that his condi-
tions have worsened considerably since his discharge, causing severe pain and
tremendous inconvenience.
40%.
AFFIDAVITS OF THE APPLICANT’S COLLEAGUES
Affidavit No. 1
The following statements were signed by an xxxxxxx who is currently a
xxxx on active duty in the Coast Guard and who met the applicant in October
19xx and married him on March 31, 19xx:
. . . I was aware of the fact that [the applicant] had been suffering from
both prostatitis and TMJ prior to his discharge from active duty. I was
very surprised when he informed me of how the Coast Guard Support
Center xxxx Health Clinic seemed to summarily conduct his exit physical.
However, at this time, we were both hoping that his physical situation
would improve. Neither one of us was aware of the fact that he was
entitled to review his medical record prior to discharge from active duty. .
. .
From [the applicant’s] date of discharge, his physical condition deterio-
rated at a rapid rate. . . . From the last couple of months that he was on
active duty, to the present, his conditions have dramatically deteriorated.
. . .
Since [the applicant’s discharge from active duty until the present, I have
observed the following:
TMJ –
1.
day of the week. . . . He complains to me of blinding headaches . . . .
[The applicant] can barely open his mouth to speak almost every
BCMR Final Decision for Docket No. 1996-063 p. 11
2.
There are days in which I observe him taking an entire bottle of
Motrin (when his prescriptions have run out) in order to be able to speak
or eat . . .
PROSTATITIS:
1.
burning pain while urinating. . . .
2.
He audibly groans in pain while urinating. . . .
Since before [the applicant] left active duty, he complained of a
Over the course of the past two years, his condition has worsened.
Affidavit No. 2
The following statements were signed by an xxxxxx who is a lieutenant
commander on active duty in the Coast Guard and who met the applicant in
19xx.
. . . I reported to the xxx District xxxx in August of 19xx. I recall that [the
applicant] had complaints of frequent pain associated with TMJ and
prostatitis. He did not complain often but he seemed to frequently be in
discomfort. In retrospect, there were times when I had difficulty under-
standing what he had to say that could have been related to his TMJ.
I was never his supervisor but I do recall that he was frequently not at
work and/or left work early. Again, he was not a chronic complainer but
these absences could have been health related.
Our duties as members of the xxxx kept us constantly on the road and
this could have hampered his ability to receive regular consistent medical
care. . . .
I believe that [the applicant] should have been afforded an opportunity to
have his medical status reviewed by a medical board. I spent a number
of years as counsel for evaluees who were processed through the Coast
Guard Physical Disability Evaluation System; based on my knowledge
and that experience, I believe that [the applicant] would have been found
not fit for duty. . . .
Affidavit No. 3
The following statements were signed by an xxxxx, a now-retired
commander in the Coast Guard who met the applicant in 19xx and served as his
supervisor during 19xx and 19xx:
BCMR Final Decision for Docket No. 1996-063 p. 12
. . . [The applicant] was a solid performer and fine xxxxxx. . . . During the
period from 19xx to 19xx, I recall [the applicant] missing work rather
often, either coming in late some days or not at all. At the time, [the
applicant] explained that his inability to come to work was a result of his
TMJ syndrome and his prostatitis. During this same period, [the appli-
cant] was in a travelling billet that required him to be “on the road” sev-
eral times a month. Having been in a similar billet myself, I can attest to
the inconvenience and difficulty such duty creates when it comes to
obtaining consistent medical care. . . .
Affidavit No. 4
The following statements were signed by an xxxxxx who is a
lieutenant commander in the Coast Guard and who met the applicant in
19xx and served on the same xxxxxx team during 19xx and 19xx:
. . . It was during April of 19xx that [the applicant] informed me that he
was experiencing frequent pain and discomfort due to TMJ and prostati-
tis. Over time, [the applicant] complained of his conditions becoming
more frequent and severe. [The applicant] would frequently leave early
or not come to work at all which he attributed to the worsening symp-
toms of the TMJ and prostatitis. I had no reason to doubt [the applicant’s]
claims that he was ill on any of those occasions. . . .
APPLICABLE REGULATIONS
Provisions of the Personnel Manual (COMDTINST M1000.6A)
Article 12-A-10 requires officers to undergo a physical examination prior
to discharge if they have not had one during the prior year. Article 12-A-10.e. of
the Personnel Manual provides the following:
(1)
If an officer is found qualified for separation/release and agrees
with the finding, the officer shall be processed for separation/release as
scheduled.
(2)
If an officer is found qualified for separation/release and dis-
agrees with the finding, . . . [t]he officer shall then be processed in accor-
dance with Chapter 3 of the Medical Manual . . . .
(3)
If there is a question about the unfitness of an officer to perform
duties and the officer agrees with the condition, . . . [t]he officer shall then
be processed in accordance with Chapter 3 of the Physical Disability
Evaluation System Manual. . . .
Provisions of the Medical Manual (COMDTINST M6000.1B)
BCMR Final Decision for Docket No. 1996-063 p. 13
The Medical Manual governs the disposition of members with physical
disabilities. According to Article 3.B.3.a., during the medical examination a
member must undergo prior to separation, “the examiner shall consult the
appropriate standards of this chapter to determine if any of the defects noted are
disqualifying for the purpose of the physical examination.”
Article 3.F. lists medical conditions that “are normally disqualifying” for
administrative discharge in the Service. Persons with such disqualifying condi-
tions “shall be referred to an Initial Medical Board.” Prostatitis and TMJ are not
listed. Article 3.F.17. lists “[d]iseases and abnormalities of the jaws or associated
tissues when, following restorative surgery, there remain residual conditions
which are incapacitating or interfere with the individual’s satisfactory perform-
ance of military duty. . . .” Article 3.F.19.c. lists miscellaneous conditions “which
individually or in combination, not elsewhere provided for in this section, if: (1)
the individual is precluded from a reasonable fulfillment of the purpose of
employment in the military service; . . . .”
According to Article 3.B.6., which is entitled “Separation Not Appropriate
by Reason of Physical Disability,”
[w]hen a member has an impairment (in accordance with section 3-F of
this manual) an Initial Medical Board shall be convened only if the condi-
tions listed in paragraph 2-C-2.(b) [of the PDES Manual] are also met.
Otherwise the member is suitable for separation.
Article 3.F.1.c. of the Medical Manual states the following:
Fitness for Duty. Members are ordinarily considered fit for duty unless
they have a physical impairment (or impairments) which interferes with
the performance of the duties of their grade or rating. A determination of
fitness or unfitness depends upon the individual’s ability to reasonably
perform those duties. Members considered temporarily or permanently
unfit for duty shall be referred to an Initial Medical Board for appropriate
disposition.
Article 4.B.27.c. provides that “[m]embers not already in the physical dis-
ability evaluation system, who disagree with the assumption of fitness for duty
at separation shall indicate on the reverse of form CG-4057. They shall then pro-
ceed as indicated in paragraph 3-B-5. of this manual.
According to Article 3.B.5., which is entitled “Objection to Assumption of
Fitness for Duty at Separation,”
BCMR Final Decision for Docket No. 1996-063 p. 14
[a]ny member undergoing separation from the service who disagrees
with the assumption of fitness for duty and claims to have a physical dis-
ability as defined in section 2-A-38 of COMDTINST M1850.2 (series),
Physical Disability Evaluation System, shall submit written objections,
within 10 days of signing the Chronological Record of Service (CG-4057),
to Commander [Military Personnel Command]. . . .
. . . Commander [Military Personnel Command] will evaluate each case
and, based upon information submitted, take one of the following
actions:
(1) find separation appropriate, in which case the individual will be so
notified and the normal separation process completed:
(2) find separation inappropriate, in which case the entire record will be
returned and appropriate action recommended; or
(3) request additional documentation before making a determination.
Provisions of the PDES Manual (COMDTINST M1850.2B)
disability. Article 2-C-2 of the PDES Manual states the following:
The PDES Manual governs the separation of members due to physical
b.
The law that provides for disability retirement or separation
(Chapter 61, Title 10, U.S. Code) is designed to compensate members
whose military service is terminated due to a physical disability that has
rendered the member unfit for continued duty. That law and this dis-
ability evaluation system are not to be misused to bestow compensation
benefits on those who are voluntarily or mandatorily retiring or separat-
ing and have theretofore drawn pay and allowances, received promo-
tions, and continued on unlimited active duty status while tolerating
physical impairments that have not actually precluded Coast Guard
service. The following policies apply.
(1) Continued performance of duty until a service member is sched-
uled for separation or retirement for reasons other than physical disabil-
ity creates a presumption of fitness for duty. This presumption may be
overcome if it is established by a preponderance of the evidence that:
the service member, because of disability, was physically
unable to perform adequately the duties of office, grade, rank or rating; or
acute, grave illness or injury, or other deterioration of the
member’s physical condition occurred immediately prior to or coincident
(b)
(a)
BCMR Final Decision for Docket No. 1996-063 p. 15
with processing for separation or retirement for reasons other than physi-
cal disability which rendered the service member unfit for further duty.
(2) Service members who are being processed for separation or
retirement for reasons other than physical disability shall not be referred
for disability evaluation unless their physical condition reasonably
prompts doubt that they are fit to continue to perform the duties of their
office, grade, rank or rating.
c.
If the evidence establishes that service members adequately per-
formed the duties of their office, grade, rank or rating until the time they
were referred for physical evaluation, they might be considered fit for
duty even though medical evidence indicates they have impairments.
• • •
i.
The existence of a physical defect or condition that is ratable
under the standard schedule of rating disabilities in use by the [Depart-
ment of Veterans Affairs] does not of itself provide justification for, or
entitlement to, separation or retirement from military service because of
physical disability. Although a member may have physical impairments
ratable in accordance with the VASRD, such impairments do not neces-
sarily render the member unfit for military duty. . . .
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of
the applicant's military record and submissions, the Coast Guard's submissions,
and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to sec-
tion 1552 of title 10 of the United States Code. The application was timely.
2.
The applicant requested an oral hearing before the Board. The
Chairman, acting pursuant to 33 C.F.R. § 52.31, denied the request and recom-
mended disposition of the case without a hearing. The Board concurs in that
recommendation.
The applicant alleged that he should have been evaluated by a
medical board prior to his discharge on March 15, 19xx. He asked the Board to
sit as his medical board and place him on either the permanent retired list or the
TDRL. He also asked the Board to assign him a combined disability rating of
50% due to his chronic prostatitis and TMJ. In the alternative, the applicant
asked the Board to award him a medical discharge due to his disabilities. He
alleged that, at the time of his discharge, he was not informed of his right to
object to his medical examiner’s finding of fitness for duty. He also alleged that
3.
BCMR Final Decision for Docket No. 1996-063 p. 16
his doctors did not inform him, and he did not know, how much his conditions
could deteriorate.
According to Article 3.F.2. of the Medical Manual, if a member is
found to have a “disqualifying” physical impairment during a medical examina-
tion, a medical board “shall” be held to determine the member’s disposition.
However, Article 3.B.6. states that the Coast Guard shall convene an IMB for
members with disqualifying impairments who are being separated for reasons
other than a disability only if the requirements of Article 2-C-2.b. of the PDES
Manual are met. That article requires members to prove by a preponderance of
the evidence that they are not fit for duty because of a disability. It also states
that members such as the applicant, who are being processed for separation for
reasons other than physical disability, shall not be referred to a medical board
“unless their physical condition reasonably prompts doubt that they are fit to
continue to perform the duties of their office, grade, rank or rating.” Therefore,
the Board finds that, to prove that the Coast Guard erred by not convening a
medical board to evaluate him for disability discharge, the applicant must prove
that, at the time of his release from active duty, (a) he had a disqualifying physi-
cal impairment which rendered him unfit for duty or (b) his physical condition
reasonably prompted doubt as to his fitness for duty.
4.
5.
6.
Disqualifying Physical Impairment. Article 3.F. of the Medical
Manual lists those conditions that are considered “disqualifying physical impair-
ments.” Neither prostatitis nor TMJ is specifically listed in Article 3.F. Further-
more, because the Board finds that the applicant satisfactorily performed active
duty service until his discharge (see Finding 6 below), the Board finds that the
applicant’s conditions at the time of his discharge were not “disqualifying physi-
cal impairments” within the meaning of Articles 3.F.17 and 3.F.19.c.
Fitness for Duty. Article 2-C-2.b.(1) of the PDES Manual states that
“[c]ontinued performance of duty until a service member is scheduled for sepa-
ration or retirement for reasons other than physical disability creates a presump-
tion of fitness for duty.” The applicant continued to perform active duty service
until the date of his discharge. The applicant may overcome the presumption of
fitness, however, if he establishes by a preponderance of the evidence that he was
unable to perform his duties adequately. The applicant alleged that at the time
of his discharge, he had been missing work because of his conditions and was
unfit for duty. Affidavits signed by his fellow officers and former supervisor
support the applicant’s allegation that he had missed work and cited his medical
conditions as the cause. Nevertheless, based on the following evidence, the
Board finds that the applicant has not proven by the preponderance of the evi-
dence that he was unable to perform his duty adequately or unfit for duty at the
time of his discharge:
BCMR Final Decision for Docket No. 1996-063 p. 17
The medical personnel who conducted the applicant’s
examination prior to discharge found him fit for duty although they knew of his
prostatitis and TMJ.
had been found unfit for duty because of his conditions prior to his discharge.
None of the applicant’s medical records indicates that he
In the letter the applicant sent to request to resign his com-
mission, he listed several reasons, none of which was related to his medical con-
ditions.
a.
b.
c.
d.
e.
f.
h.
i.
The applicant stated that his medical conditions have wors-
ened progressively. His wife signed an affidavit stating that his conditions dete-
riorated rapidly and dramatically after his discharge. Yet more than one year
after his discharge, the DVA awarded the applicant just 10% disability ratings for
each of his conditions and a combined rating of 20%.
the applicant’s doctor described his incidence of prostatitis as “intermittent.”
On January 1, 19xx, less than one year after his discharge,
The applicant stated that at the time of his discharge, he did
not know of the serious nature of his conditions. This strongly suggests that he
did not then consider his conditions to be serious.
g. When the applicant protested the assignment of the BNC
separation code, he suggested several alternatives, none of which was related to
his medical conditions.
The applicant did not deny that he was informed of the
finding that he was fit for duty prior to his discharge. However, he never con-
tested the finding. Although the applicant alleged that he did not know he had a
right to contest it, the Board finds that any officer--and especially an xxxxx--who
believed such a finding to be in error would have at least inquired into the possi-
bility of having the finding reversed.
The applicant’s last two regular evaluations and the affida-
vits of his supervisor and colleagues reflect superior job performance during his
last year on active duty.
Reasonable Doubt of Fitness for Duty. The applicant voluntarily
sought to resign his commission for nonmedical reasons. Article 2-C-2.b.(2) of
the PDES Manual states that members who are being administratively separated
7.
BCMR Final Decision for Docket No. 1996-063 p. 18
shall be referred to a medical board if “their physical condition reasonably
prompts doubt that they are fit to perform the duties of their office, grade, rank
or rating.” At the time of his medical examination for discharge, the applicant (a)
had been diagnosed with prostatitis and TMJ, (b) took antibiotics and wore a
night guard for these conditions, respectively, (c) had missed some work because
of these conditions, and (d) occasionally required Motrin to be able to open his
mouth wide enough to talk and eat. Nevertheless, the Board finds that the appli-
cant has not proved by a preponderance of the evidence that his physical condi-
tion should have prompted doubt in his fitness for duty. Therefore, the Board
finds that the applicant was not entitled to a medical board under the terms of
Article 2-C-2.b.(2) of the PDES Manual.
The applicant stated that he was not informed that his conditions
are ratable disabilities under the DVA rating system. The Board knows of no
law—and the applicant did not cite any--that requires the Coast Guard to give its
members of this particular information. Having a ratable disability under the
DVA system does not entitle a member of the Coast Guard to a medical board.
Furthermore, pursuant to Article 2-C-2.i. of the PDES Manual, the fact that the
applicant’s conditions are ratable disabilities under the DVA rating systems does
not prove that he would have been found unfit for duty by a medical board. As
the Chief Counsel pointed out, the Court of Federal Claims has held that
“[d]isability ratings by the Veterans Administration [now the Department of
Veterans Affairs] and by the Armed Forces are made for different purposes. The
[DVA] determines to what extent a veteran’s earning capacity has been reduced
as a result of specific injuries or combination of injuries. . . . The Armed Forces,
on the other hand, determine to what extent a member has been rendered unfit
to perform the duties of his office, grade, rank, or rating because of a physical
disability. . . . Accordingly, [DVA] ratings are not determinative of issues
involved in military disability retirement cases.” Lord v. United States, 2 Cl. Ct.
749, 754 (1983).
Therefore, the Board finds that the applicant has not proved by a
preponderance of the evidence that the Coast Guard committed any error or
injustice by not convening a medical board to evaluate his conditions or by not
giving him a medical discharge.
The applicant stated and the Coast Guard admitted that he had not
signed a CG-4057 form to agree or disagree with his medical examiner’s finding
of fitness. The applicant stated that this error deprived him of his right to object
to the finding and have it reviewed and perhaps reversed. The Coast Guard
argued that the error was harmless because the applicant received other notice of
his rights and because, if he had objected to the finding, the examiner’s finding of
fit for duty would have been upheld. In addition, the Coast Guard argued that
10.
8.
9.
BCMR Final Decision for Docket No. 1996-063 p. 19
the error had been remedied because, upon receiving the applicant’s application
and medical records, the Personnel Command had reviewed them in accordance
with Article 3.B.5. of the Medical Manual. The review determined that the find-
ing of fitness was appropriate. In light of the facts set out in Finding 6, above, the
Board is persuaded that the Coast Guard’s failure to notify the applicant of his
right to object to the finding of fitness via the CG-4057 form was harmless error.
Regardless of the severe pain and difficulties the applicant is
suffering now, he has not established by the preponderance of the evidence that
his conditions at the time of his discharge rendered him unfit to perform his
duty. A veteran’s remedy for loss of income due to a service-connected
condition that becomes significantly disabling after his discharge lies with the
DVA.
Therefore, the applicant’s request for correction should be denied.
[ORDER AND SIGNATURES APPEAR ON FOLLOWING PAGE]
11.
12.
BCMR Final Decision for Docket No. 1996-063 p. 20
ORDER
The application for correction of the military record of former XXXXX,
USCGR, is hereby denied.
Harold C. Davis, M.D.
John A. Kern
Betsy L. Wolf
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